Home > Insider Trading > Filing (0001140361-10-001342)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1063494	Kbw Inc.	KBW	Security Brokers, Dealers & Flotation Companies (6211)	134055775

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1380496	M Andrew Senchak	C/O Kbw, Inc. 787 Seventh Avenue New York NY 10019	Director, Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2010-01-06	800	$28.01	270,724	No	4	S	Indirect	Shares held by the Andrew M. Senchak 2009 GRAT
Common Stock, Par Value $0.01 Per Share	Disposition	2010-01-07	3,400	$28.00	267,324	No	4	S	Indirect	Shares held by the Andrew M. Senchak 2009 GRAT
Common Stock, Par Value $0.01 Per Share	Acquisiton	2010-01-08	0	$0.00	217,605	No	4	A	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2010-01-08	0	$0.00	317,567	No	4	A	Indirect	Shares held by the Andrew M. Senchak 2007 GRAT and a family trust.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Shares held by the Andrew M. Senchak 2009 GRAT
No	4	S	Indirect	Shares held by the Andrew M. Senchak 2009 GRAT
No	4	A	Direct
No	4	A	Indirect	Shares held by the Andrew M. Senchak 2007 GRAT and a family trust.

Footnotes

Sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 23, 2009.
The price reported represents the weighted average price of shares sold. The shares sold by the Andrew M. Senchak 2009 Grantor Retained Annuity Trust ("GRAT") were sold at varying prices in the range of $28.00 - $28.02. Upon the request of the Commission staff, the issuer, or a security holder of the issuer, full information will be provided regarding the number of shares sold at each separate price.
This line does not reflect a separate transaction requiring reporting. It is a breakdown of the remaining shares beneficially owned by Mr. Senchak. With regard to the 317,567 shares that are indirectly beneficially owned, 66,705 shares are held by the Andrew M. Senchak 2007 GRAT and 250,862 shares are held by the Andrew Senchak Family Trust.