Filing Details
- Accession Number:
- 0001088825-10-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-06 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-01-06
- Accepted Time:
- 2010-01-06 20:25:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251353 | Andrew Mark Roberts | 2160 Gold Street P.o. Box 2160 Alviso CA 95002-2160 | Svp Consumer Products & Operat | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-04 | 1,240 | $7.24 | 94,340 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-04 | 1,240 | $10.30 | 93,100 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-04 | 3,000 | $6.18 | 96,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-04 | 3,000 | $10.54 | 93,100 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-04 | 617 | $7.24 | 93,717 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-04 | 617 | $10.30 | 93,100 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-04 | 311 | $7.24 | 93,411 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-04 | 311 | $10.30 | 93,100 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-01-04 | 617 | $7.24 | 617 | $7.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-01-04 | 3,000 | $6.18 | 3,000 | $6.18 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-01-04 | 1,240 | $7.24 | 1,240 | $7.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-01-04 | 311 | $7.24 | 311 | $7.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,500 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 27,434 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 311 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 0 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
Footnotes
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
- Averages Sales Price - Actual sale prices range from $10.19 - $10.644 The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
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