Filing Details
- Accession Number:
- 0001044321-10-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-28 12:00:00
- Reporting Period:
- 2010-01-26
- Filing Date:
- 2010-01-28
- Accepted Time:
- 2010-01-28 10:50:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024520 | World Heart Corp | WHRT | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1044321 | M David Greenhouse & W Austin Marxe | C/O Special Situations Funds 527 Madison Avenue, Suite 2600 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-01-26 | 388,350 | $5.15 | 3,449,685 | No | 4 | P | Indirect | By Limited Partnerships |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Limited Partnerships |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2010-01-26 | 388,350 | $0.00 | 388,350 | $4.90 |
Common Stock | Warrants | Acquisiton | 2010-01-26 | 388,350 | $0.00 | 388,350 | $4.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
388,350 | 2010-01-26 | 2011-04-26 | No | 4 | P | Indirect |
388,350 | 2010-01-26 | 2015-01-26 | No | 4 | P | Indirect |
Footnotes
- This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P (QP), Special Situations Cayman Fund, L.P. (Cayman), Special Situations Private Equity Fund, LP (PE) and Special Situations Life Sciences Fund, L.P. (LS). 1,635,386 shares of Common Stock are owned by QP, 593,998 shares of CS are owned by Cayman, 593,997 shares of CS are owned by PE and 284,923 shares of CS are owned by LS. Marxe individually owns 333,333 shares of CS and Greenhouse individually owns 8,048 shares of CS. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, Cayman, PE, LS, Marxe and Greenhouse are limited to the extent of his pecuniary interest.
- This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P (QP), Special Situations Cayman Fund, L.P. (Cayman), Special Situations Private Equity Fund, LP (PE) and Special Situations Life Sciences Fund, L.P. (LS). 167,020 Warrants are owned by QP, 60,665 Warrants are owned by Cayman, 60,665 Warrants are owned by PE and 100,000 Warrants owned by LS. The interest of Marxe and Greenhouse in the shares of Warrants owned by QP, Cayman, PE and LS are limited to the extent of his pecuniary interest.