Filing Details
- Accession Number:
- 0001181431-10-005196
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-01-28 12:00:00
- Reporting Period:
- 2009-11-27
- Filing Date:
- 2010-01-28
- Accepted Time:
- 2010-01-28 17:11:37
- Original Submission Date:
- 2009-11-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1078075 | Netscout Systems Inc | NTCT | Services-Computer Integrated Systems Design (7373) | 042837575 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232882 | P David Sommers | 310 Littleton Road Westford MA 01886 | Cfo & Vp General Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-11-27 | 6,800 | $4.22 | 118,702 | No | 4 | M | Direct | |
Common Stock | Disposition | 2009-11-27 | 6,800 | $12.29 | 111,902 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2009-11-27 | 6,800 | $0.00 | 6,800 | $4.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
66,900 | 2010-04-25 | No | 4 | M | Direct |
Footnotes
- Option was exercised and related Common stock was sold pursuant to a 10b5-1 plan.
- In the prior report filed on November 30, 2009, it was reported that Mr. Sommers exercised 10,000 options and subsequently sold 10,000 shares of Common Stock pursuant to his 10b5-1 plan. 3,200 of such options were exercised then sold in error by the 10b5-1 plan. Mr. Sommers has cancelled such exercise and sale. This report is being filed to reflect such cancellation.
- 2,500 of these shares are held by a trust in which the reporting person has a pecuniary interest.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share; the actual sale prices per share ranged from $12.08 to $12.37.
- The initial portion of the option grant initially became exercisable on June 13, 2004 and the remainder vested in equal quarterly installments thereafter.