Filing Details
- Accession Number:
- 0000893877-10-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-06 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-01-06
- Accepted Time:
- 2010-01-06 20:39:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912603 | Schnitzer Steel Industries Inc | SCHN | Wholesale-Misc Durable Goods (5090) | 930341923 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1249526 | Mardi Schnitzer | 3200 Nw Yeon Avenue Portland OR 97210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-01-04 | 4,200 | $0.00 | 4,200 | No | 4 | C | Indirect | By Voting Trust |
Class A Common Stock | Disposition | 2010-01-04 | 4,200 | $0.00 | 0 | No | 5 | Z | Indirect | By Voting Trust |
Class A Common Stock | Acquisiton | 2010-01-04 | 4,200 | $0.00 | 4,200 | No | 5 | Z | Indirect | By Trust |
Class A Common Stock | Disposition | 2010-01-04 | 4,200 | $50.00 | 0 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Acquisiton | 2010-01-05 | 25,800 | $0.00 | 25,800 | No | 4 | C | Indirect | By Voting Trust |
Class A Common Stock | Disposition | 2010-01-05 | 25,800 | $0.00 | 0 | No | 5 | Z | Indirect | By Voting Trust |
Class A Common Stock | Acquisiton | 2010-01-05 | 25,800 | $0.00 | 25,800 | No | 5 | Z | Indirect | By Trust |
Class A Common Stock | Disposition | 2010-01-05 | 25,800 | $50.00 | 0 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Voting Trust |
No | 5 | Z | Indirect | By Voting Trust |
No | 5 | Z | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | C | Indirect | By Voting Trust |
No | 5 | Z | Indirect | By Voting Trust |
No | 5 | Z | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2010-01-04 | 4,200 | $0.00 | 4,200 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2010-01-05 | 25,800 | $0.00 | 25,800 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
231,833 | No | 4 | C | Indirect | ||
206,033 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 600 | Direct | |
Class A Common Stock | 600 | Indirect | See Note |
Class A Common Stock | 600 | Indirect | See Note |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 40,500 | 40,500 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 23,074 | 23,074 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 23,074 | 23,074 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
40,500 | 40,500 | Indirect | |
23,074 | 23,074 | Indirect | |
23,074 | 23,074 | Indirect |
Footnotes
- Shares held by Mardi S. Spitzer, as custodian under Oregon Uniform Transfers to Minors Act F/B/O David R. Lippman.
- Shares are held by Mardi S. Spitzer, as custodian under Oregon Uniform Transfers to Minors Act F/B/O Marc A. Lippman.
- Voting trust certificates or shares, as the case may be, are held by Mardi S. Schnitzer Family Trust U/A/D 9/17/97, Mardi S. Spitzer, Trustee (the "Mardi Trust").
- Class B Common Stock is immediately convertible on a one-for-one basis into Class A Common Stock and has no expiration date.
- Voting trust certificates or shares, as the case may be, are held by Mardi Spitzer, Trustee for Mardi Spitzer, et al, under Trust Agreement dated January 30, 1970.
- Voting trust certificates or shares, as the case may be, are held by Mardi S. Spitzer, Family Trustee, and Rita S. Philip and Gayle S. Romain, Independent Trustees, U/A/D December 22, 1994 F/B/O David R. Lippman.
- Voting trust certificates or shares, as the case may be, are held by Mardi S. Spitzer, Family Trustee, and Rita S. Philip and Gayle S. Romain, Independent Trustees, U/A/D December 22, 1994 F/B/O Marc A. Lippman.
- Shares were sold pursuant to a pre-established Rule 10b5-1 plan.