Filing Details
- Accession Number:
- 0001144204-10-000193
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-04 12:00:00
- Reporting Period:
- 2009-12-30
- Filing Date:
- 2010-01-04
- Accepted Time:
- 2010-01-04 20:06:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1349437 | Towerstream Corp | TWER | Communications Services, Nec (4899) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397864 | Philip Urso | C/O Towerstream Corporation 55 Hammarlund Way Middletown RI 02842 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Disposition | 2009-12-30 | 3,000 | $1.72 | 347,386 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2009-12-30 | 500 | $1.73 | 346,886 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2009-12-30 | 200 | $1.74 | 346,686 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2009-12-30 | 3,800 | $1.75 | 342,886 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2009-12-30 | 3,000 | $1.76 | 339,886 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2009-12-30 | 2,300 | $1.77 | 337,586 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2009-12-30 | 1,000 | $1.78 | 336,586 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2009-12-30 | 700 | $1.79 | 335,886 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2009-12-30 | 500 | $1.80 | 335,386 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2009-12-30 | 1,300 | $1.82 | 334,086 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2009-12-30 | 700 | $1.83 | 333,386 | No | 4 | S | Indirect | As trustee for trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | 3,073,256 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by two trusts, Happy Bear Trust and Terrapin Trust, for the minor children of the reporting person on December 3, 2009.
- Shares are held in two separate trusts, Happy Bear Trust and Terrapin Trust, for the benefits of Mr. Urso's minor children.
Billionaire Hedge Funds
