Filing Details

Accession Number:
0001127602-10-001500
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-13 12:00:00
Reporting Period:
2010-01-11
Filing Date:
2010-01-13
Accepted Time:
2010-01-13 16:03:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
70793 Nbty Inc NTY Pharmaceutical Preparations (2834) 112228617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204735 Arthur Rudolph C/O Nbty, Inc.
2100 Smithtown Ave.
Ronkonkoma NY 11779
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-01-11 5,368 $45.00 227,451 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,000 Indirect Millicent Rudolph
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $25.50 2018-02-01 15,000 15,000 Direct
Common Stock Stock Options (Right to Buy) $25.62 2019-06-23 6,000 6,000 Direct
Common Stock Stock Options (Right to Buy) $43.88 2019-12-23 2,858 2,858 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-01 15,000 15,000 Direct
2019-06-23 6,000 6,000 Direct
2019-12-23 2,858 2,858 Direct
Footnotes
  1. Includes 152 Restricted Stock Units which vest on 12/23/2011; 152 Restricted Stock Units which vest on 12/23/2012 and 153 Restricted Stock Units which vest on 12/23/2013.
  2. The shares covered by this Form 4 were sold pursuant to Mr. Rudolph's 10b5-1 plan, dated November 13, 2008.
  3. Shares of Common Stock owned by Mr. Rudolph's wife, as to which Mr. Rudolph disclaims beneficial ownership.
  4. 5,000 options become exercisable on 2/1/2010, 5,000 options become exercisable on 2/1/2011 and 5,000 options become exercisable on 2/1/2012.
  5. 2,000 options become exercisable on 6/23/2011, 2,000 options become exercisable on 6/23/2012 and 2,000 options become exercisable on 6/23/2013.
  6. 952 options become exercisable on 12/23/2011; 953 options become exercisable on 12/23/2012 and 953 options become exercisable on 12/23/2013.