Filing Details
- Accession Number:
- 0001127602-10-001504
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-13 12:00:00
- Reporting Period:
- 2010-01-12
- Filing Date:
- 2010-01-13
- Accepted Time:
- 2010-01-13 16:05:21
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204735 | Arthur Rudolph | C/O Nbty, Inc. 2100 Smithtown Ave. Ronkonkoma NY 11779 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-01-12 | 900 | $45.36 | 83,464 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-12 | 2,015 | $45.37 | 81,449 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-12 | 600 | $45.38 | 80,849 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 40,000 | Indirect | Millicent Rudolph |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $25.50 | 2018-02-01 | 15,000 | 15,000 | Direct | |
| Common Stock | Stock Options (Right to Buy) | $25.62 | 2019-06-23 | 6,000 | 6,000 | Direct | |
| Common Stock | Stock Options (Right to Buy) | $43.88 | 2019-12-23 | 2,858 | 2,858 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-02-01 | 15,000 | 15,000 | Direct |
| 2019-06-23 | 6,000 | 6,000 | Direct |
| 2019-12-23 | 2,858 | 2,858 | Direct |
Footnotes
- Includes 152 Restricted Stock Units which vest on 12/23/2011; 152 Restricted Stock Units which vest on 12/23/2012 and 153 Restricted Stock Units which vest on 12/23/2013.
- The shares covered by this Form 4 were sold pursuant to Mr. Rudolph's 10b5-1 plan, dated November 13, 2008.
- Shares of Common Stock owned by Mr. Rudolph's wife, as to which Mr. Rudolph disclaims beneficial ownership.
- 5,000 options become exercisable on 2/1/2010, 5,000 options become exercisable on 2/1/2011 and 5,000 options become exercisable on 2/1/2012.
- 2,000 options become exercisable on 6/23/2011, 2,000 options become exercisable on 6/23/2012 and 2,000 options become exercisable on 6/23/2013.
- 952 options become exercisable on 12/23/2011; 953 options become exercisable on 12/23/2012 and 953 options become exercisable on 12/23/2013.
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