Filing Details
- Accession Number:
- 0001181431-10-002984
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-13 12:00:00
- Reporting Period:
- 2009-05-23
- Filing Date:
- 2010-01-13
- Accepted Time:
- 2010-01-13 17:23:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256306 | T Charles Olson | Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Svp, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-05-23 | 1,000 | $0.00 | 5,404 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2009-05-23 | 358 | $13.39 | 5,046 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-01-11 | 2,125 | $0.00 | 7,171 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-11 | 935 | $23.08 | 6,236 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-01-11 | 1,216 | $23.00 | 5,020 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-12 | 2,125 | $0.00 | 7,145 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-12 | 929 | $22.53 | 6,216 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-01-12 | 1,216 | $22.94 | 5,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2010-01-12 | 2,125 | $0.00 | 2,125 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2010-01-11 | 2,125 | $0.00 | 2,125 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2009-05-23 | 1,000 | $0.00 | 1,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,125 | No | 4 | M | Direct | ||
| 4,250 | No | 4 | M | Direct | ||
| 1,000 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $15.35 | 2015-03-11 | 10,000 | 0 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $22.68 | 2016-05-23 | 9,063 | 9,063 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $29.23 | 2017-01-12 | 15,000 | 15,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $28.79 | 2018-01-11 | 16,000 | 16,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $11.41 | 2019-01-16 | 16,000 | 16,000 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 8,500 | 8,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-03-11 | 10,000 | 0 | Direct |
| 2016-05-23 | 9,063 | 9,063 | Direct |
| 2017-01-12 | 15,000 | 15,000 | Direct |
| 2018-01-11 | 16,000 | 16,000 | Direct |
| 2019-01-16 | 16,000 | 16,000 | Direct |
| 8,500 | 8,500 | Direct |
Footnotes
- 100% of this option grant is exercisable on 3/11/05, the grant date. Shares underlying the option are restricted from transfer, with the restriction lapsing with respect to 25% of the shares on each subsequent anniversary of the grant date, so that all underlying shares will be free from transfer restrictions on 3/11/09.
- 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter.
- Converts to common stock on a one for one basis.
- Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 5/23/06, the vest start date, so that all of the units will have vested on 5/23/2010.
- Not applicable.
- 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
- Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/12/2007, the vest start date, so that all of the units will have vested on 1/12/2011.
- Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/11/2008, the vest start date, so that all of the units will have vested on 1/11/2012.
- 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
- Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013.
- Acquired pursuant to the vesting of restricted stock units which convert to common stock on a one for one basis.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2009.
Billionaire Hedge Funds
