Filing Details
- Accession Number:
- 0000758004-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-07 12:00:00
- Reporting Period:
- 2010-01-06
- Filing Date:
- 2010-01-07
- Accepted Time:
- 2010-01-07 17:08:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 758004 | Novell Inc | NOVL | Services-Prepackaged Software (7372) | 870393339 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1107197 | G Thomas Plaskett | Novell, Inc. 404 Wyman Street, Suite 500 Waltham MA 02451 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-06 | 25,000 | $2.75 | 62,365 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-06 | 16,729 | $4.45 | 45,636 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-06 | 20,000 | $3.34 | 65,636 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-06 | 16,729 | $4.45 | 48,907 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-01-06 | 25,000 | $0.00 | 25,000 | $2.75 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-01-06 | 20,000 | $0.00 | 20,000 | $3.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-05-01 | No | 4 | M | Direct | |
| 0 | 2011-06-02 | No | 4 | M | Direct |
Footnotes
- The option granted on May 1, 2003 vested 50% on May 1, 2004 and May 1, 2005 and is now fully vested.
- The option granted on June 2, 2003 vested 25% on June 2, 2004, June 2, 2005, June 2, 2006 and June 2, 2007 and is now fully vested.
Billionaire Hedge Funds
