Filing Details
- Accession Number:
- 0000943374-10-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-25 12:00:00
- Reporting Period:
- 2010-01-25
- Filing Date:
- 2010-01-25
- Accepted Time:
- 2010-01-25 16:47:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1338248 | New England Bancshares Inc. | NEBS | Savings Institution, Federally Chartered (6035) | 043693643 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201616 | F John Parda | 855 Enfield Street Enfield CT 06082 | Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-01-25 | 1,300 | $5.09 | 8,111 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,669 | Indirect | By 401(k) |
Common Stock | 10,194 | Indirect | By ESOP |
Common Stock | 7,695 | Indirect | By IRA |
Common Stock | 2,000 | Indirect | By Stock Award |
Common Stock | 464 | Indirect | By Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | $6.40 | 2004-12-11 | 2013-02-11 | 9,473 | 9,473 | Direct |
Common Stock | Stock Options (Right to Buy) | $8.17 | 2005-05-10 | 2014-05-10 | 4,736 | 4,736 | Direct |
Common Stock | Stock Options (Right to Buy) | $12.84 | 2007-09-11 | 2016-09-11 | 4,000 | 4,000 | Direct |
Common Stock | Stock Options (Right to Buy) | $13.29 | 2008-04-09 | 2017-04-09 | 5,000 | 5,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-02-11 | 9,473 | 9,473 | Direct |
2014-05-10 | 4,736 | 4,736 | Direct |
2016-09-11 | 4,000 | 4,000 | Direct |
2017-04-09 | 5,000 | 5,000 | Direct |
Footnotes
- Stock Awards granted pursuant to New England Bancshares, Inc. 2006 Equity Incentive Plan vest ratably over the five year period commencing on September 11, 2007.
- Stock Options granted pursuant to New England Bancshares, Inc. 2003 Stock-Based Incentive Plan vest ratably over the five year period commencing on February 11, 2004.
- Stock Options granted pursuant to New England Bancshares, Inc. 2003 Stock-Based Incentive Plan vest ratably over the five year period commencing on May 10, 2005.
- Stock Options granted pursuant to New England Bancshares, Inc. 2006 Equity Incentive Plan vest ratably over the five year period commencing on September 11, 2007.
- Stock Options granted pursuant to New England Bancshares, Inc. 2003 Stock-Based Incentive Plan vest ratably over the five year period commencing on April 9, 2008.