Filing Details
- Accession Number:
- 0001209191-10-002827
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-12 12:00:00
- Reporting Period:
- 2010-01-08
- Filing Date:
- 2010-01-12
- Accepted Time:
- 2010-01-12 15:05:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
724606 | Panera Bread Co | PNRA | Retail-Eating Places (5812) | 042723701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1034193 | M Ronald Shaich | 6710 Clayton Road Richmond Heights MO 63117 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2009-06-23 | 930 | $0.00 | 196,425 | No | 5 | G | Direct | |
Class A Common Stock | Acquisiton | 2010-01-08 | 10,000 | $27.51 | 206,425 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-01-08 | 10,000 | $65.73 | 196,425 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2010-01-11 | 20,000 | $27.51 | 216,425 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-01-11 | 20,000 | $67.64 | 196,425 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-01-08 | 10,000 | $0.00 | 10,000 | $27.51 |
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-01-11 | 20,000 | $0.00 | 20,000 | $27.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
90,000 | 2003-03-13 | 2010-03-13 | No | 4 | M | Direct |
70,000 | 2003-03-13 | 2010-03-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 908,677 | Direct | |
Class B Common Stock | 403,013 | Indirect | By GRATs |
Footnotes
- The exercises reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2009.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2009.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $65.44 - $65.98. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Reflects the transfer of 194,755 shares from GRATs to the Reporting Person. These transfers are exempt pursuant to Rule 16a-13 under the Securities and Exchange Act of 1934 and represent a change in the form of beneficiary ownership with no change in pecuniary interest.