Filing Details
- Accession Number:
- 0001225208-10-002207
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-25 12:00:00
- Reporting Period:
- 2010-01-21
- Filing Date:
- 2010-01-25
- Accepted Time:
- 2010-01-25 18:15:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 910073 | New York Community Bancorp Inc | NYB | Savings Institutions, Not Federally Chartered (6036) | 061377322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 942235 | M John Tsimbinos | 615 Merrick Avenue Westbury NY 11590 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-11-30 | 145,000 | $0.00 | 800,451 | No | 5 | J | Direct | |
| Common Stock | Disposition | 2009-11-30 | 145,000 | $0.00 | 355,000 | No | 5 | J | Indirect | By 2008 GRAT |
| Common Stock | Disposition | 2010-01-21 | 25,000 | $15.25 | 225,000 | No | 4 | S | Indirect | By 2009 GRAT |
| Common Stock | Disposition | 2010-01-21 | 25,000 | $15.00 | 200,000 | No | 4 | S | Indirect | By 2009 GRAT |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 5 | J | Indirect | By 2008 GRAT |
| No | 4 | S | Indirect | By 2009 GRAT |
| No | 4 | S | Indirect | By 2009 GRAT |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 359,836 | Indirect | By 2007 GRAT |
| Common Stock | 53,460 | Indirect | By IRA |
| Common Stock | 80,649 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $18.40 | 2003-10-31 | 2011-06-26 | 33,389 | 33,389 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-06-26 | 33,389 | 33,389 | Direct |
Footnotes
- 145,000 shares previously held by 2008 GRAT have been transferred and are now held directly.
- The Form 4 reflects the sale of 50,000 shares from Mr. Tsimbinos' 2009 GRAT on January 21, 2010 pursuant to a Board-approved Rule 10b5-1 trading plan submitted for Board consideration and approved on August 18, 2009. The Rule 10b5-1 trading plan was adopted for estate planning purposes.
- Stock Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan are fully vested and exercisable as of October 31, 2003.
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