Filing Details
- Accession Number:
- 0001140361-10-001956
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-15 12:00:00
- Reporting Period:
- 2010-01-13
- Filing Date:
- 2010-01-15
- Accepted Time:
- 2010-01-15 17:32:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
802356 | Parlux Fragrances Inc | PARL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 222562955 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220289 | Pike Capital Partners, Lp | 275 Madison Ave Suite 418 New York NY 10016 | No | No | Yes | No | |
1365921 | Pike Capital Partners (Qp), Lp | 275 Madison Ave Suite 418 New York NY 10016 | No | No | Yes | No | |
1426867 | W Daniel Pike | 275 Madison Ave Suite 418 New York NY 10016 | No | No | Yes | No | |
1426868 | Pike Capital Management Llc | 275 Madison Avenue, Suite 418 New York NY 10016 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-01-13 | 50,000 | $1.93 | 395,479 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-01-13 | 50,000 | $1.93 | 2,380,249 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Direct |
Footnotes
- Represents transaction of Pike Capital Partners, LP, a Delaware limited partnership (?LP Fund?).
- Represents transaction of Pike Capital Partners (QP), LP, a Delaware limited partnership (?QP Fund?).
- Pike Capital Management LLC, a Delaware limited liability company (?Pike Management?), is the general partner of each of the LP Fund and QP Fund. Daniel W. Pike is the managing member of Pike Management. Each of Pike Management and Mr. Pike may be deemed to indirectly beneficially own the securities directly owned by the LP Fund and QP Fund. For purposes of this Form 4, Pike Management and Mr. Pike disclaim ownership of the shares of common stock owned by the funds reporting on this Form 4 except to the extent of their pecuniary interest therein.