Filing Details
- Accession Number:
- 0001209191-10-002551
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-08 12:00:00
- Reporting Period:
- 2010-01-06
- Filing Date:
- 2010-01-08
- Accepted Time:
- 2010-01-08 18:12:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326973 | Smart Modular Technologies (Wwh) Inc. | SMOD | Semiconductors & Related Devices (3674) | 202509518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216771 | Sup Chong Park | C/O: Smart Modular Technologies 39870 Eureka Dr. Newark CA 94560 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-06 | 6,000 | $2.09 | 18,712 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-06 | 6,000 | $7.00 | 12,712 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2010-01-06 | 6,000 | $0.00 | 6,000 | $2.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 34,000 | 2007-06-16 | 2015-06-15 | No | 4 | M | Direct |
Footnotes
- Reflects beneficial ownership of 18,712 shares of common stock, upon the exercise of options but before the sale of 6,000 shares of common stock on 01/06/2010, and includes 12,712 unvested time-based RSUs.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2008, as amended.
- Beneficial ownership of 12,712 shares of common stock reflects the balance of common stock owned after the sale on 01/06/2010 of 6,000 shares acquired by exercise of options on 01/06/2010, and is comprised of 12,712 unvested time-based RSUs.
- Reflects beneficial ownership of 4,000 options to purchase ordinary shares at $2.09 per share; 10,000 options to purchase ordinary shares at $7.84 per share; 10,000 options to purchase ordinary shares at $14.96 per share; and 10,000 options to purchase ordinary shares at $4.92 per share.
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