Filing Details
- Accession Number:
- 0001209191-10-003022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-13 12:00:00
- Reporting Period:
- 2010-01-12
- Filing Date:
- 2010-01-13
- Accepted Time:
- 2010-01-13 16:36:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326973 | Smart Modular Technologies (Wwh) Inc. | SMOD | Semiconductors & Related Devices (3674) | 202509518 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228620 | Thomas Clifton Weatherford | C/O: Smart Modular Technologies 39870 Eureka Dr. Newark CA 94560 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-01-12 | 20,000 | $0.98 | 32,712 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-01-12 | 20,000 | $7.00 | 12,712 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2010-01-12 | 20,000 | $0.00 | 20,000 | $0.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
60,000 | 2009-03-25 | 2015-03-24 | No | 4 | M | Direct |
Footnotes
- Reflects beneficial ownership of 32,712 shares of common stock, upon the exercise of options but before the sale of 20,000 shares of common stock on 01/12/2010, and includes 12,712 unvested time-based RSUs.
- Beneficial ownership of 12,712 shares of common stock reflects the balance of common stock owned after the sale on 1/12/2010 of 20,000 shares acquired by exercise of options on 1/12/2010, and is comprised of 12,712 unvested time-based RSUs.
- Reflects beneficial ownership of 30,000 options to purchase ordinary shares at $0.98 per share; 10,000 options to purchase ordinary shares at $7.84 per share; 10,000 options to purchase ordinary shares at $14.96 per share; and 10,000 options to purchase ordinary shares at $4.92 per share.