Filing Details

Accession Number:
0001209191-10-003022
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-13 12:00:00
Reporting Period:
2010-01-12
Filing Date:
2010-01-13
Accepted Time:
2010-01-13 16:36:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326973 Smart Modular Technologies (Wwh) Inc. SMOD Semiconductors & Related Devices (3674) 202509518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228620 Thomas Clifton Weatherford C/O: Smart Modular Technologies
39870 Eureka Dr.
Newark CA 94560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-01-12 20,000 $0.98 32,712 No 4 M Direct
Common Stock Disposition 2010-01-12 20,000 $7.00 12,712 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2010-01-12 20,000 $0.00 20,000 $0.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
60,000 2009-03-25 2015-03-24 No 4 M Direct
Footnotes
  1. Reflects beneficial ownership of 32,712 shares of common stock, upon the exercise of options but before the sale of 20,000 shares of common stock on 01/12/2010, and includes 12,712 unvested time-based RSUs.
  2. Beneficial ownership of 12,712 shares of common stock reflects the balance of common stock owned after the sale on 1/12/2010 of 20,000 shares acquired by exercise of options on 1/12/2010, and is comprised of 12,712 unvested time-based RSUs.
  3. Reflects beneficial ownership of 30,000 options to purchase ordinary shares at $0.98 per share; 10,000 options to purchase ordinary shares at $7.84 per share; 10,000 options to purchase ordinary shares at $14.96 per share; and 10,000 options to purchase ordinary shares at $4.92 per share.