Filing Details
- Accession Number:
- 0001144204-10-002581
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-19 12:00:00
- Reporting Period:
- 2010-01-15
- Filing Date:
- 2010-01-19
- Accepted Time:
- 2010-01-19 20:34:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1349437 | Towerstream Corp | TWER | Communications Services, Nec (4899) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397864 | Philip Urso | C/O Towerstream Corporation 55 Hammarlund Way Middletown RI 02842 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Disposition | 2010-01-15 | 300 | $1.90 | 333,086 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2010-01-15 | 2,250 | $1.91 | 330,836 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2010-01-15 | 1,250 | $1.92 | 329,586 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2010-01-15 | 12,100 | $1.93 | 317,486 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2010-01-15 | 700 | $1.94 | 316,786 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2010-01-15 | 400 | $1.96 | 316,386 | No | 4 | S | Indirect | As trustee for trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | 3,073,256 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by two trusts, Happy Bear Trust and Terrapin Trust, for the minor children of the reporting person on December 3, 2009.
- Shares are held in two separate trusts, Happy Bear Trust and Terrapin Trust, for the benefits of Mr. Urso's minor children.
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