Filing Details
- Accession Number:
- 0001088825-10-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-07 12:00:00
- Reporting Period:
- 2010-01-05
- Filing Date:
- 2010-01-07
- Accepted Time:
- 2010-01-07 20:07:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1274183 | Joseph Uva | 2160 Gold Street P.o. Box 2160 Alviso CA 95002-2160 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-05 | 12,500 | $6.53 | 29,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-05 | 12,500 | $10.68 | 16,800 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-06 | 3,100 | $6.02 | 19,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-06 | 3,100 | $11.00 | 16,800 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-06 | 9,400 | $6.02 | 26,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-06 | 9,400 | $11.00 | 16,800 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-06 | 12,500 | $6.02 | 29,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-06 | 12,500 | $10.96 | 16,800 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-06 | 12,500 | $5.53 | 29,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-06 | 12,500 | $11.02 | 16,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-06 | 4,200 | $11.00 | 12,600 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-01-06 | 12,500 | $5.53 | 12,500 | $5.53 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-01-06 | 3,100 | $6.02 | 3,100 | $6.02 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-01-06 | 9,400 | $6.02 | 9,400 | $6.02 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-01-06 | 12,500 | $6.02 | 12,500 | $6.02 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-01-05 | 12,500 | $6.53 | 12,500 | $6.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-08-01 | 2017-08-01 | No | 4 | M | Direct |
| 21,900 | 2005-08-04 | 2015-08-04 | No | 4 | M | Direct |
| 12,500 | 2005-08-04 | 2015-08-04 | No | 4 | M | Direct |
| 0 | 2005-08-04 | 2015-08-04 | No | 4 | M | Direct |
| 0 | 2007-08-02 | 2016-08-02 | No | 4 | M | Direct |
Footnotes
- Averages Sales Price - Actual sale prices range from $10.67 - $10.685 The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
- Averages Sales Price - Actual sale prices range from $11.00 - $11.02 The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
- Averages Sales Price - Actual sale prices range from $11.00 - $11.0001 The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
- Averages Sales Price - Actual sale prices range from $10.95 - $10.97 The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
- Averages Sales Price - Actual sale prices range from $11.02 - $11.04. The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
