Home > Insider Trading > Filing (0001435933-10-000005)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1072847	Tower Financial Corp	TOFC	State Commercial Banks (6022)	352051170

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1209282	Sr V John Tippman	9009 Coldwater Road Fort Wayne IN 46825		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2009-10-02	12,000	$4.66	174,739	No	4	P	Direct
Common Stock	Acquisiton	2009-10-09	45,800	$4.59	220,539	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Series A Convertible Preferred Stock	$6.02	2009-09-25		166,113	10,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	166,113	10,000	Direct

Footnotes

Reflects increase of 250 shares to correct mathematical error in calculating aggregate share total carried over from Column 5 of reporting Person's Form 4, filed February 24, 2009.
The Series A preferred stock has no expiration date; however, Tower Financial Corp has the right to call the shares on or after September 25, 2012 and until September 24, 2013 at 110% of par, after September 25, 2013 and until September 24, 2014 at 105% of par, and at par after September 25, 2014.