Filing Details
- Accession Number:
- 0000892712-13-000521
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-08 13:00:00
- Reporting Period:
- 2013-08-06
- Filing Date:
- 2013-08-08
- Accepted Time:
- 2013-08-08 17:13:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895665 | Superconductor Technologies Inc | SCON | Radio & Tv Broadcasting & Communications Equipment (3663) | 770158076 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1399913 | C Leroy Kopp | 8400 Normandale Lake Boulevard Suite 1450 Bloomington MN 55437 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-06 | 1,111,729 | $0.00 | 1,535,290 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Term A Common Stock Warrants (right to buy) | Acquisiton | 2013-08-06 | 1,111,729 | $0.00 | 1,111,729 | $2.57 |
Common Stock | Term B Common Stock Warrants (right to buy) | Acquisiton | 2013-08-06 | 1,111,729 | $0.00 | 555,865 | $2.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,111,729 | 2013-08-06 | 2018-08-06 | No | 4 | P | Direct |
1,111,729 | 2013-08-06 | 2015-08-06 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,000 | Indirect | By Spouse |
Footnotes
- The reported securities are included within the 1,111,729 Class A Units (each, a "Unit") of Superconductor Technologies Inc. purchased by the reporting person for $1.799 per Unit. Each Unit consists of one share of common stock, one Term A warrant to purchase one share of common stock at an exercise price of $2.57, and one Term B warrant to purchase one-half of one share of common stock at an exercise price of $2.57.
- The filing of this report shall not be deemed an admission that Mr. Kopp is the beneficial owner of these shares for purposes of Section 16 of the Exchange Act of 1934.