Filing Details
- Accession Number:
- 0001140361-12-026532
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 13:00:00
- Reporting Period:
- 2012-05-15
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 16:08:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1347858 | 22Nd Century Group Inc. | XXII.OB | Cigarettes (2111) | 980468420 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1508753 | Iii Henry Sicignano | 9530 Main Street Clarence NY 14031 | President, Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-15 | 20,000 | $0.00 | 952,603 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-05-18 | 100,000 | $0.00 | 1,052,603 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase | Acquisiton | 2012-05-15 | 20,000 | $0.00 | 20,000 | $1.00 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2012-05-18 | 100,000 | $0.00 | 100,000 | $0.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2012-05-15 | 2017-05-15 | No | 4 | P | Direct |
| 100,000 | 2012-05-18 | 2022-05-18 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,000 | Indirect | IRA |
| Common Stock | 7,500 | Indirect | Custodian for Minor Children |
| Common Stock | 2,542,347 | Indirect | Manager |
Footnotes
- The reported securities are within 20,000 22nd Century Group units purchased by the reporting person for a purchase price of $0.60 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
- Shares granted pursuant to the Issuer's 2010 Equity Incentive Plan. Shares are subject to restrictions on transfer.
- Shares are owned by Henry Sicignano III Group, LLC of which Mr. Sicignano is the Manager.
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