Filing Details
- Accession Number:
- 0001140361-12-026529
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 13:00:00
- Reporting Period:
- 2012-05-15
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 16:07:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1347858 | 22Nd Century Group Inc. | XXII.OB | Cigarettes (2111) | 980468420 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1508752 | Joseph Pandolfino | 9530 Main Street Clarence NY 14031 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-15 | 12,000 | $0.00 | 4,642,635 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-05-18 | 450,000 | $0.00 | 5,092,635 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase | Acquisiton | 2012-05-15 | 12,000 | $0.00 | 12,000 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,000 | 2012-05-15 | 2017-05-15 | No | 4 | P | Direct |
Footnotes
- The reported securities are within 12,000 22nd Century Group units purchased by the reporting person for a purchase price of $0.60 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
- Shares granted pursuant to the Issuer's 2010 Equity Incentive Plan. Shares are subject to restrictions on transfer.