Filing Details

Accession Number:
0001181431-12-031433
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-21 13:00:00
Reporting Period:
2012-05-18
Filing Date:
2012-05-21
Accepted Time:
2012-05-21 17:00:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015155 Charles & Colvard Ltd CTHR Jewelry, Silverware & Plated Ware (3910) 561928817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1440180 L Timothy Krist C/O Charles &Amp; Colvard Ltd.
300 Perimeter Park Dr., Ste A
Morrisville NC 27560
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-18 400 $3.85 65,400 No 4 P Direct
Common Stock Acquisiton 2012-05-21 600 $3.90 66,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (righ to buy) $4.48 2012-03-05 2022-03-05 7,366 7,366 Direct
Common Stock Stock Option (right to buy) $3.46 2011-03-07 2021-03-07 39,990 39,990 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-03-05 7,366 7,366 Direct
2021-03-07 39,990 39,990 Direct
Footnotes
  1. Option vests and becomes exercisable in four equal annual installments beginning on March 5, 2012.
  2. Option vests and becomes exercisable in four equal annual installments beginning on March 7, 2011