Filing Details
- Accession Number:
- 0001181431-12-031433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 13:00:00
- Reporting Period:
- 2012-05-18
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 17:00:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1015155 | Charles & Colvard Ltd | CTHR | Jewelry, Silverware & Plated Ware (3910) | 561928817 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1440180 | L Timothy Krist | C/O Charles &Amp; Colvard Ltd. 300 Perimeter Park Dr., Ste A Morrisville NC 27560 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-18 | 400 | $3.85 | 65,400 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-05-21 | 600 | $3.90 | 66,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (righ to buy) | $4.48 | 2012-03-05 | 2022-03-05 | 7,366 | 7,366 | Direct |
Common Stock | Stock Option (right to buy) | $3.46 | 2011-03-07 | 2021-03-07 | 39,990 | 39,990 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-03-05 | 7,366 | 7,366 | Direct |
2021-03-07 | 39,990 | 39,990 | Direct |
Footnotes
- Option vests and becomes exercisable in four equal annual installments beginning on March 5, 2012.
- Option vests and becomes exercisable in four equal annual installments beginning on March 7, 2011