Filing Details
- Accession Number:
- 0001144204-12-031042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 13:00:00
- Reporting Period:
- 2012-05-15
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 16:42:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1077183 | Neogenomics Inc | NGNM | Services-Testing Laboratories (8734) | 742897368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1032874 | J Stephen Clearman | 2 Executive Drive, Suite 585 Fort Lee NJ 07024 | No | No | Yes | No | |
1220338 | Kinderhook Partners, Lp | 2 Executive Drive, Suite 585 Fort Lee NJ 07024 | No | No | Yes | No | |
1266402 | Kinderhook Gp Llc | 2 Executive Drive, Suite 585 Fort Lee NJ 07024 | No | No | Yes | No | |
1487632 | Tushar Shah | 2 Executive Drive, Suite 585 Fort Lee NJ 07024 | No | No | Yes | No | |
1542439 | Kinderhook Capital Management, Llc | 2 Executive Drive, Suite 585 Fort Lee NJ 07024 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Acquisiton | 2012-05-15 | 175,000 | $1.70 | 4,664,297 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 | Acquisiton | 2012-05-17 | 100,000 | $1.70 | 4,764,297 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Mr. Tushar Shah and Mr. Stephen J. Clearman are the co-managing members of Kinderhook GP, LLC (the "General Partner"), which is responsible for making investment decisions with respect to Kinderhook Partners, LP (the "Partnership") as its general partner. In addition, Mr. Shah and Mr. Clearman are the co-managing members of Kinderhook Capital Management, LLC (the "Investment Adviser"), which serves as the Partnership's investment adviser, and they are responsible for making investment recommendations on behalf of the Investment Adviser. As a result, Mr. Shah and Mr. Clearman may be deemed to control the Partnership, the General Partner, and the Investment Adviser, and may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's, and the Investment Adviser's power to vote and/or dispose of the shares of Common Stock.
- Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein. Kinderhook Capital Management, LLC and Kinderhook GP, LLC specifically disclaim beneficial ownership in the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, if any.