Filing Details
- Accession Number:
- 0001104659-12-039061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-22 13:00:00
- Reporting Period:
- 2012-05-18
- Filing Date:
- 2012-05-22
- Accepted Time:
- 2012-05-22 16:07:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1167178 | A123 Systems Inc. | AONE | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 043583876 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1520778 | J. Eric Pyenson | C/O A123 Systems, Inc. 200 West Street Waltham MA 02451 | Vice Pres. & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-05-18 | 1,236 | $0.88 | 156,676 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-21 | 6,250 | $0.84 | 150,426 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- These transactions were executed in multiple trades in prices ranging from $0.833 to $0.87. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Includes 150,426 restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU.
Billionaire Hedge Funds
