Filing Details
- Accession Number:
- 0001019056-12-000690
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 13:00:00
- Reporting Period:
- 2011-12-31
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 18:23:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1342287 | General Finance Corp | GFN | Retail-Retail Stores, Nec (5990) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070170 | Neil Gagnon | 1370 Avenue Of The Americas, 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-09-11 | 333 | $1.38 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Acquisiton | 2009-09-11 | 666 | $1.38 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Acquisiton | 2009-09-14 | 743 | $1.37 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Acquisiton | 2009-09-14 | 1,483 | $1.37 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Acquisiton | 2009-09-17 | 8,132 | $1.39 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Acquisiton | 2009-09-17 | 16,235 | $1.39 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Acquisiton | 2009-09-18 | 17,544 | $1.40 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Acquisiton | 2009-09-18 | 35,025 | $1.40 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Acquisiton | 2009-09-21 | 21 | $1.34 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Acquisiton | 2009-09-21 | 41 | $1.34 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Acquisiton | 2009-09-22 | 5,075 | $1.40 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Acquisiton | 2009-09-22 | 10,132 | $1.40 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Acquisiton | 2009-09-22 | 1,180 | $1.40 | 1,862,141 | No | 4 | P | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
Common Stock | Acquisiton | 2009-09-22 | 6,245 | $1.40 | 1,862,141 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2009-09-22 | 6,650 | $1.44 | 1,862,141 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2009-11-20 | 2,541 | $1.15 | 1,862,141 | No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
Common Stock | Acquisiton | 2009-11-23 | 357 | $1.17 | 1,862,141 | No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
Common Stock | Acquisiton | 2009-11-24 | 250 | $1.17 | 1,862,141 | No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
Common Stock | Acquisiton | 2009-11-25 | 25,410 | $1.18 | 1,862,141 | No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
Common Stock | Acquisiton | 2009-11-27 | 7,600 | $1.18 | 1,862,141 | No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
Common Stock | Acquisiton | 2009-12-01 | 18,782 | $1.27 | 1,862,141 | No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
Common Stock | Disposition | 2009-12-29 | 13,325 | $1.30 | 1,862,141 | No | 4 | S | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
Common Stock | Disposition | 2010-01-08 | 677 | $1.35 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-01-08 | 677 | $1.35 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-01-08 | 691 | $1.35 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-01-08 | 233 | $1.35 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-01-08 | 1,210 | $1.35 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Disposition | 2010-01-08 | 663 | $1.35 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Disposition | 2010-01-08 | 1,091 | $1.35 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Disposition | 2010-01-08 | 598 | $1.35 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | P | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
No | 4 | S | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Disposition | 2008-05-30 | 335 | $0.00 | 1 | $5.10 |
Common Stock | Warrants | Disposition | 2008-05-30 | 586 | $0.00 | 1 | $5.10 |
Common Stock | Warrants | Disposition | 2008-05-30 | 1,508 | $0.00 | 1 | $5.10 |
Common Stock | Warrants | Disposition | 2008-05-30 | 4,587 | $0.00 | 1 | $5.10 |
Common Stock | Warrants | Disposition | 2008-05-30 | 670 | $0.00 | 1 | $5.10 |
Common Stock | Warrants | Disposition | 2008-05-30 | 2,932 | $0.00 | 1 | $5.10 |
Common Stock | Warrants | Disposition | 2008-05-30 | 2,840 | $0.00 | 1 | $5.10 |
Common Stock | Warrants | Disposition | 2008-05-30 | 181 | $0.00 | 1 | $5.10 |
Common Stock | Warrants | Disposition | 2008-05-30 | 441 | $0.00 | 1 | $5.10 |
Common Stock | Warrants | Disposition | 2008-05-30 | 181 | $0.00 | 1 | $5.10 |
Common Stock | Warrants | Disposition | 2008-05-30 | 18,195 | $0.00 | 1 | $5.10 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 33,875 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 42,576 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 73,443 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 66,730 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 582,644 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 1,200 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 35 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 1,215 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 6,650 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 252,376 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 10,315 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 177,891 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 97,512 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 4,655 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 4,004 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 252 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 2,212 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 900 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Acquisiton | 2010-05-26 | 1,180 | $0.00 | 1 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Direct |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Indirect |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Indirect |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Indirect |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Indirect |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Indirect |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Direct |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Direct |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Direct |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Direct |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Direct |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Direct |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Direct |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Indirect |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Direct |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Indirect |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Indirect |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Indirect |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Indirect |
0 | 2010-05-26 | 2010-06-15 | No | 4 | J | Indirect |
Footnotes
- This number reflects that the first fiscal year involved in this set of Form 5 filings has not yet ended.
- No additional consideration paid by the Reporting Person for such warrant/right.
- No securities were beneficially owned at the end of 2008 and 2009.
- Distribution of rights to purchase common stock from the issuer.