Filing Details
- Accession Number:
- 0001019056-12-000682
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 13:00:00
- Reporting Period:
- 2011-12-31
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 18:02:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1342287 | General Finance Corp | GFN | Retail-Retail Stores, Nec (5990) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1070170 | Neil Gagnon | 1370 Avenue Of The Americas, 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2008-03-03 | 5,340 | $8.45 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| Common Stock | Acquisiton | 2008-03-03 | 42,745 | $8.45 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-03-03 | 315 | $8.45 | 0 | No | 4 | P | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2008-03-03 | 3,530 | $8.45 | 0 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-03-04 | 910 | $8.70 | 0 | No | 4 | J | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-03-04 | 880 | $8.70 | 0 | No | 4 | J | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-03-04 | 55 | $8.70 | 0 | No | 4 | J | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-03-04 | 55 | $8.70 | 0 | No | 4 | J | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-03-19 | 220 | $7.45 | 0 | No | 4 | P | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Disposition | 2008-04-29 | 315 | $7.12 | 0 | No | 4 | S | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Disposition | 2008-04-29 | 135 | $7.12 | 0 | No | 4 | S | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2008-05-30 | 12,453 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Darwin Partnership |
| Common Stock | Acquisiton | 2008-05-30 | 19,329 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| Common Stock | Acquisiton | 2008-05-30 | 10,175 | $5.10 | 0 | No | 4 | M | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| Common Stock | Acquisiton | 2008-05-30 | 5,918 | $5.10 | 0 | No | 4 | M | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| Common Stock | Acquisiton | 2008-05-30 | 325 | $5.10 | 0 | No | 4 | M | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| Common Stock | Acquisiton | 2008-05-30 | 1,000 | $5.10 | 0 | No | 4 | M | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| Common Stock | Acquisiton | 2008-05-30 | 1,800 | $5.10 | 0 | No | 4 | M | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| Common Stock | Acquisiton | 2008-05-30 | 2,817 | $5.10 | 0 | No | 4 | M | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| Common Stock | Acquisiton | 2008-05-30 | 40,454 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 22,835 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 2,364 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 1,335 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 7,881 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 4,448 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 15,621 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 8,818 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 8,282 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 6,281 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 2,932 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | P | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | P | Direct | |
| No | 4 | J | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | J | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | J | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | J | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | P | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | S | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | S | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | M | Indirect | By Managing Member of General Partner of Darwin Partnership |
| No | 4 | M | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| No | 4 | M | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| No | 4 | M | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| No | 4 | M | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| No | 4 | M | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| No | 4 | M | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| No | 4 | M | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2008-03-03 | 634 | $2.70 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-03 | 972 | $2.70 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-03 | 8,282 | $2.70 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-14 | 481 | $1.63 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-14 | 738 | $1.63 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-14 | 6,281 | $1.63 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-17 | 224 | $1.49 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-17 | 344 | $1.49 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-17 | 2,932 | $1.49 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-18 | 160 | $1.50 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-18 | 246 | $1.50 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-18 | 2,094 | $1.50 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-20 | 51 | $1.55 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-20 | 79 | $1.55 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-20 | 670 | $1.55 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-24 | 321 | $1.80 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-24 | 492 | $1.80 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-24 | 4,187 | $1.80 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-25 | 160 | $1.75 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-25 | 246 | $1.75 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-25 | 2,094 | $1.75 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-26 | 64 | $1.65 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-26 | 98 | $1.65 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-26 | 838 | $1.65 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-27 | 71 | $1.65 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-27 | 108 | $1.65 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-27 | 921 | $1.65 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-31 | 160 | $1.65 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-31 | 246 | $1.65 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-03-31 | 2,094 | $1.65 | 1 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-03-03 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-03 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-03 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-14 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-14 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-14 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-17 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-17 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-17 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-18 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-18 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-18 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-20 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-20 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-20 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-24 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-24 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-24 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-25 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-25 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-25 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-26 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-26 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-26 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-27 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-27 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-27 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-31 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-31 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-03-31 | 2010-06-30 | No | 4 | P | Indirect |
Footnotes
- This number reflects that the first fiscal year involved in this set of Form 5 filings has not yet ended.
- Distribution of rights to purchase common stock from the issuer.
Billionaire Hedge Funds
