Filing Details
- Accession Number:
- 0001019056-12-000683
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 13:00:00
- Reporting Period:
- 2011-12-31
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 18:04:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1342287 | General Finance Corp | GFN | Retail-Retail Stores, Nec (5990) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1070170 | Neil Gagnon | 1370 Avenue Of The Americas, 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2008-05-30 | 2,094 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 670 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 4,187 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 2,094 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 838 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 921 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 2,094 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 2,094 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 2,094 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 2,093 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 921 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 2,094 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 84 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 8,189 | $5.10 | 0 | No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-05-30 | 2,840 | $6.88 | 0 | No | 4 | M | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2008-05-30 | 622 | $5.10 | 0 | No | 4 | M | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2008-05-30 | 181 | $5.10 | 0 | No | 4 | M | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2008-05-30 | 5,155 | $5.10 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2008-05-30 | 24,837 | $5.10 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2008-05-30 | 15,279 | $5.10 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2008-05-30 | 1,616 | $5.10 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2008-05-30 | 6,267 | $5.10 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2008-05-30 | 8,500 | $5.10 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2008-05-30 | 1,415 | $5.10 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2008-05-30 | 1,605 | $5.10 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2008-05-30 | 59,721 | $5.10 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2008-05-30 | 11,550 | $5.10 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2008-05-30 | 18,195 | $6.86 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2008-06-18 | 1,552 | $5.60 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
| Common Stock | Acquisiton | 2008-06-18 | 2,632 | $5.60 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | M | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | M | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | M | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
| No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2008-04-01 | 160 | $1.65 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-01 | 246 | $1.65 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-01 | 2,094 | $1.65 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-11 | 160 | $1.60 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-11 | 246 | $1.60 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-11 | 2,094 | $1.60 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-14 | 161 | $1.60 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-14 | 246 | $1.60 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-14 | 2,093 | $1.60 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-16 | 71 | $1.60 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-16 | 108 | $1.60 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-16 | 921 | $1.60 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-23 | 160 | $1.62 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-23 | 246 | $1.62 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-23 | 2,094 | $1.62 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-29 | 6 | $1.62 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-29 | 10 | $1.62 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-04-29 | 84 | $1.62 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-05-05 | 628 | $1.59 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-05-05 | 961 | $1.59 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-05-05 | 8,189 | $1.59 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-05-06 | 622 | $1.40 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-05-07 | 181 | $1.41 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-05-12 | 325 | $1.27 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-05-13 | 1,000 | $1.20 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-05-15 | 1,800 | $1.20 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-05-19 | 2,817 | $1.25 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-05-19 | 1,616 | $1.25 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-05-20 | 6,267 | $1.25 | 1 | $6.00 |
| Common Stock | Warrants | Acquisiton | 2008-05-21 | 8,500 | $1.25 | 1 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-04-01 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-01 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-01 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-11 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-11 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-11 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-14 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-14 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-14 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-16 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-16 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-16 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-23 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-23 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-23 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-29 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-29 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-04-29 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-05-05 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-05-05 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-05-05 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-05-06 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-05-07 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-05-12 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-05-13 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-05-15 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-05-19 | 2010-06-30 | No | 4 | P | Indirect |
| 0 | 2008-05-19 | 2010-06-30 | No | 4 | P | Direct |
| 0 | 2008-05-20 | 2010-06-30 | No | 4 | P | Direct |
| 0 | 2008-05-21 | 2010-06-30 | No | 4 | P | Direct |
Footnotes
- This number reflects that the first fiscal year involved in this set of Form 5 filings has not yet ended.
Billionaire Hedge Funds
