Filing Details
- Accession Number:
- 0001019056-12-000684
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 13:00:00
- Reporting Period:
- 2011-12-31
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 18:05:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1342287 | General Finance Corp | GFN | Retail-Retail Stores, Nec (5990) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1070170 | Neil Gagnon | 1370 Avenue Of The Americas, 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2008-06-18 | 22,311 | $5.60 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-06-20 | 59 | $6.00 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
| Common Stock | Acquisiton | 2008-06-20 | 99 | $6.00 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| Common Stock | Acquisiton | 2008-06-20 | 842 | $6.00 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-06-23 | 629 | $5.75 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
| Common Stock | Acquisiton | 2008-06-23 | 1,068 | $5.75 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| Common Stock | Acquisiton | 2008-06-23 | 9,051 | $5.75 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-06-27 | 23 | $5.65 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
| Common Stock | Acquisiton | 2008-06-27 | 40 | $5.65 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| Common Stock | Acquisiton | 2008-06-27 | 337 | $5.65 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-06-30 | 1,472 | $5.48 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
| Common Stock | Acquisiton | 2008-06-30 | 2,496 | $5.48 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| Common Stock | Acquisiton | 2008-06-30 | 21,169 | $5.48 | 0 | No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-06-30 | 225 | $5.28 | 1,305,107 | No | 4 | P | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2008-07-02 | 6,610 | $5.37 | 1,305,107 | No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| Common Stock | Acquisiton | 2008-07-02 | 4,630 | $5.37 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-07-02 | 2,180 | $5.37 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-07-07 | 4,500 | $5.30 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-07-08 | 2,680 | $5.40 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-07-09 | 3,555 | $5.48 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-07-10 | 1,700 | $5.60 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-08-07 | 375 | $6.15 | 1,305,107 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2008-08-11 | 1,742 | $6.15 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-08-22 | 3,000 | $6.15 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-09-16 | 9,165 | $5.69 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-09-16 | 6,203 | $5.69 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-12-17 | 1,488 | $1.67 | 1,305,107 | No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-12-18 | 9,172 | $1.70 | 1,305,107 | No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2008-12-19 | 3,175 | $1.87 | 1,305,107 | No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
| No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
| No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
| No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
| No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | P | Indirect | By Self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Disposition | 2008-05-30 | 634 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 313 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 1,043 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 2,069 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 321 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 5,356 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 160 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 64 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 71 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 160 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 160 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 481 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 160 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 161 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 160 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 6 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 71 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 628 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 51 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 160 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 224 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 972 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 488 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 1,628 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 3,226 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 492 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 8,355 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 246 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 98 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 108 | $0.00 | 1 | $5.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
Footnotes
- This number reflects that the first fiscal year involved in this set of Form 5 filings has not yet ended.
- No additional consideration paid by the Reporting Person for such warrant/right.
Billionaire Hedge Funds
