Filing Details
- Accession Number:
- 0001019056-12-000685
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 13:00:00
- Reporting Period:
- 2011-12-31
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 18:06:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1342287 | General Finance Corp | GFN | Retail-Retail Stores, Nec (5990) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1070170 | Neil Gagnon | 1370 Avenue Of The Americas, 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2008-12-19 | 1,730 | $1.87 | 1,305,107 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2008-12-24 | 441 | $1.80 | 1,305,107 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2008-12-24 | 863 | $1.82 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-12-24 | 372 | $1.80 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-12-24 | 1,870 | $1.82 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-12-24 | 7,865 | $1.80 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-12-24 | 2,500 | $1.80 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-12-29 | 609 | $1.70 | 1,305,107 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2008-12-29 | 1,085 | $1.70 | 1,305,107 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2008-12-29 | 1,192 | $1.70 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-12-29 | 513 | $1.70 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-12-29 | 8,391 | $1.70 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-12-29 | 2,580 | $1.70 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-12-29 | 10,855 | $1.70 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-12-29 | 3,450 | $1.70 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-12-30 | 745 | $1.60 | 1,305,107 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2008-12-30 | 3,615 | $1.60 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2008-12-30 | 960 | $1.65 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2009-01-06 | 1,215 | $1.80 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2009-02-24 | 11,900 | $0.86 | 1,305,107 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2009-03-27 | 15,930 | $1.15 | 1,305,107 | No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
| Common Stock | Acquisiton | 2009-03-27 | 14,505 | $1.15 | 1,305,107 | No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
| Common Stock | Acquisiton | 2009-03-27 | 38,925 | $1.15 | 1,305,107 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
| Common Stock | Acquisiton | 2009-03-27 | 29,055 | $1.15 | 1,305,107 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
| Common Stock | Acquisiton | 2009-03-27 | 15,925 | $1.15 | 1,305,107 | No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| Common Stock | Acquisiton | 2009-03-27 | 145,290 | $1.15 | 1,305,107 | No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Acquisiton | 2009-03-27 | 590 | $1.15 | 1,305,107 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2009-03-27 | 535 | $1.15 | 1,305,107 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2009-03-27 | 595 | $1.15 | 1,305,107 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2009-03-27 | 2,320 | $1.15 | 1,305,107 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
| No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
| No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
| No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
| No | 4 | P | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
| No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Disposition | 2008-05-30 | 246 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 246 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 738 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 246 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 246 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 246 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 10 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 108 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 961 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 79 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 246 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 344 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 10,175 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 5,918 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 325 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 1,000 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 1,800 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 17 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 1,000 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 1,800 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 5,155 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 1,415 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 1,605 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 11,550 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 59,721 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 24,837 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 15,279 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 1,616 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 6,267 | $0.00 | 1 | $5.10 |
| Common Stock | Warrants | Disposition | 2008-05-30 | 8,500 | $0.00 | 1 | $5.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Indirect |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Direct |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Direct |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Direct |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Direct |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Direct |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Direct |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Direct |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Direct |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Direct |
| 0 | 2008-05-30 | 2010-06-30 | No | 4 | C | Direct |
Footnotes
- This number reflects that the first fiscal year involved in this set of Form 5 filings has not yet ended.
- No additional consideration paid by the Reporting Person for such warrant/right.
Billionaire Hedge Funds
