Filing Details
- Accession Number:
- 0001010549-12-000615
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-22 13:00:00
- Reporting Period:
- 2012-05-18
- Filing Date:
- 2012-05-22
- Accepted Time:
- 2012-05-22 17:34:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 17313 | Capital Southwest Corp | CSWC | () | 751072796 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182934 | G Jeffrey Peterson | 12900 Preston Road Suite 700 Dallas TX 75230 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-18 | 2,000 | $76.74 | 5,250 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-05-18 | 1,500 | $93.49 | 6,750 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-05-18 | 4,500 | $93.49 | 11,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-18 | 3,000 | $101.38 | 8,250 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-21 | 1,500 | $102.00 | 6,750 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option | Acquisiton | 2012-05-18 | 2,000 | $76.74 | 2,000 | $76.74 |
| Common Stock | Incentive Stock Option | Acquisiton | 2012-05-18 | 1,500 | $93.49 | 1,500 | $93.49 |
| Common Stock | Incentive Stock Option | Acquisiton | 2012-05-18 | 4,500 | $93.49 | 4,500 | $93.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,000 | 2010-10-19 | 2019-10-19 | No | 4 | M | Direct |
| 3,500 | 2007-05-15 | 2016-05-15 | No | 4 | M | Direct |
| 8,000 | 2007-05-15 | 2016-05-15 | No | 4 | M | Direct |
Footnotes
- Incentive Stock Option vests annually in five equal installments of 1,000 shares each beginning 10/19/2010.
- Incentive Stock Option vests annually in ten equal installments of 1,000 shares each beginning 5/15/2007.
Billionaire Hedge Funds
