Filing Details
- Accession Number:
- 0001181431-12-031663
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-22 13:00:00
- Reporting Period:
- 2012-05-18
- Filing Date:
- 2012-05-22
- Accepted Time:
- 2012-05-22 16:06:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1432150 | Gigoptix Inc. | GIG | Semiconductors & Related Devices (3674) | 262439072 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451693 | S Avi Katz | 130 Baytech Drive San Jose CA 95134 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-18 | 14,687 | $0.73 | 110,473 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-18 | 14,687 | $2.73 | 95,786 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-18 | 5,000 | $2.48 | 90,786 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-18 | 5,000 | $2.50 | 85,786 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-18 | 5,000 | $2.60 | 80,786 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-05-21 | 894 | $0.73 | 81,680 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-21 | 894 | $2.75 | 80,786 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2012-05-18 | 14,687 | $0.00 | 14,687 | $0.73 |
| Common Stock | Employee Stock Option | Disposition | 2012-05-21 | 894 | $0.00 | 894 | $0.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,813 | 2017-08-01 | No | 4 | M | Direct | |
| 11,919 | 2017-08-01 | No | 4 | M | Direct |
Footnotes
- All options granted on 8/1/2007 have fully vested.
- Dr. Katz was awarded the options in connection with his employment.
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