Filing Details

Accession Number:
0001209191-12-027087
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-09 13:00:00
Reporting Period:
2012-05-07
Filing Date:
2012-05-09
Accepted Time:
2012-05-09 17:41:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-05-07 700 $12.80 2,734,314 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 700 $12.81 2,733,614 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 500 $12.82 2,733,114 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 100 $12.83 2,733,014 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 1,100 $12.83 2,731,914 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 200 $12.84 2,731,714 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 100 $12.84 2,731,614 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 100 $12.85 2,731,514 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 200 $12.85 2,731,314 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 100 $12.86 2,731,214 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 1,228 $12.86 2,729,986 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 100 $12.87 2,729,886 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 400 $12.87 2,729,486 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 1,200 $12.88 2,728,286 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 100 $12.89 2,728,186 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 100 $12.90 2,728,086 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 100 $12.90 2,727,986 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 500 $12.91 2,727,486 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 100 $12.91 2,727,386 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 3,800 $12.91 2,723,586 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 200 $12.92 2,723,386 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 100 $12.93 2,723,286 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 300 $12.94 2,722,986 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 100 $12.94 2,722,886 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 1,100 $12.94 2,721,786 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 100 $12.95 2,721,686 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 100 $12.95 2,721,586 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 400 $12.95 2,721,186 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 100 $12.96 2,721,086 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-07 300 $12.96 2,720,786 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. Douglas S. Schatz and Jill E. Schatz, husband and wife, are co-trustees of the Family Trust and may be deemed to be indirect beneficial owners of the shares of AEIS common stock held directly by the Family Trust. Douglas S. Schatz is a director of AEIS.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.