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Home > Insider Trading > Filing (0001209191-12-028317)

Filing Details

Accession Number:: 0001209191-12-028317
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-05-15 13:00:00
Reporting Period:: 2012-05-14

Filing Date:: 2012-05-15
Accepted Time:: 2012-05-15 17:12:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
927003	Advanced Energy Industries Inc	AEIS	Electronic Components, Nec (3679)	840846841

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1007705	S Douglas Schatz	P.o. Box 481 Fort Collins CO 80522		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-05-14	200	$13.30	2,669,909	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-05-14	500	$13.31	2,669,409	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-05-14	200	$13.32	2,669,209	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-05-14	1,200	$13.32	2,668,009	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-05-14	200	$13.33	2,667,809	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-05-14	800	$13.33	2,667,009	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-05-14	775	$13.34	2,666,234	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-05-14	900	$13.35	2,665,334	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-05-14	200	$13.35	2,665,134	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-05-14	100	$13.35	2,665,034	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-05-14	3,129	$13.35	2,661,905	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-05-14	2,500	$13.36	2,659,405	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-05-14	113	$13.37	2,659,292	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-05-14	500	$13.39	2,658,792	No	4	S	Indirect	By Trust
Common Stock	Disposition	2012-05-14	400	$13.40	2,658,392	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust

Footnotes

Douglas S. Schatz and Jill E. Schatz, husband and wife, are co-trustees of the Family Trust and may be deemed to be indirect beneficial owners of the shares of AEIS common stock held directly by the Family Trust. Douglas S. Schatz is a director of AEIS.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.