Filing Details
- Accession Number:
- 0001181431-12-031172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-18 13:00:00
- Reporting Period:
- 2012-05-16
- Filing Date:
- 2012-05-18
- Accepted Time:
- 2012-05-18 17:01:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409019 | D Diane Rentfrow | 5550 Via Vallarta Yorba Linda CA 92887 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2012-05-16 | 750 | $33.73 | 5,971 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2012-05-16 | 3,653 | $34.11 | 9,624 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2012-05-16 | 6,200 | $34.57 | 15,824 | No | 4 | M | Direct | |
Common Shares | Disposition | 2012-05-16 | 10,603 | $37.05 | 5,221 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-05-16 | 750 | $0.00 | 750 | $33.73 |
Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-05-16 | 3,653 | $0.00 | 3,653 | $34.11 |
Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-05-16 | 6,200 | $0.00 | 6,200 | $34.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-01-29 | 2016-01-29 | No | 4 | M | Direct |
0 | 2009-01-27 | 2018-01-27 | No | 4 | M | Direct |
0 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |