Filing Details
- Accession Number:
- 0001313337-12-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-14 13:00:00
- Reporting Period:
- 2012-05-10
- Filing Date:
- 2012-05-14
- Accepted Time:
- 2012-05-14 16:42:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1313337 | Allan Samuel Flax | C/O American Capital, Ltd. 2 Bethesda Metro Center, 14Th Floor Bethesda MD 20814 | Evp, Gc And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-10 | 73,786 | $2.15 | 467,898 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-10 | 73,786 | $9.75 | 467,898 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options | Disposition | 2012-05-10 | 73,786 | $0.00 | 73,786 | $2.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-04-24 | 2019-04-24 | No | 4 | M | Direct |
Footnotes
- On June 11, 2009, the Company delcared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 53,798 shares of common stock with an exercise price of $2.79 held by the reporting person on June 22, 2009 became exercisable for 73,786 shares of common stock with an exercise price of $2.15.
- Price reflects weighted average sales price; actual sale prices ranged from $9.75 to $9.78. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- The option vested in three equal annual installments beginning on April 24, 2010.