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Home > Insider Trading > Filing (0001144204-12-030264)

Filing Details

Accession Number:: 0001144204-12-030264
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2012-05-17 13:00:00
Reporting Period:: 2012-05-03

Filing Date:: 2012-05-17
Accepted Time:: 2012-05-17 13:25:29
Original Submission Date:: 2012-05-08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1083220	Xcel Brands Inc.	XELB	Patent Owners & Lessors (6794)	760307819

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1530941	Mark Disanto	C/O Triple Crown Corp., 5351 Jaycee Avenue Harrisburg PA 17112		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-05-03	100,000	$3.00	125,000	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2012-05-08	12,750	$0.01	271,116	No	4	A	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	A	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Disposition	2012-05-08	12,750	$0.00	12,750	$0.01

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-09-29	2016-09-29	No	4	X	Direct

Footnotes

Represents shares held by the Mark X. DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting and dispositive power.
Represents shares held by the D'Loren Family Trust, of which Mr. DiSanto is a trustee and as to which Mr. DiSanto has sole voting and dispositive power.