Home > Insider Trading > Filing (0001002225-12-000052)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1002225	Advent Software Inc	ADVS	Services-Computer Programming Services (7371)	942901952

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1309147	Peter David Hess	600 Townsend Street San Francisco CA 94103	President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-05-14	5,000	$9.48	34,634	No	4	M	Direct
Common Stock	Disposition	2012-05-14	5,000	$26.74	29,634	No	4	S	Direct
Common Stock	Disposition	2012-05-14	1,834	$26.80	27,800	No	4	D	Direct
Common Stock	Disposition	2012-05-14	660	$26.80	27,140	No	4	D	Direct
Common Stock	Acquisiton	2012-05-14	7,420	$0.00	34,560	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	D	Direct
No	4	D	Direct
No	4	A	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2012-05-14	5,000	$26.74	5,000	$9.48
Common Stock	Stock Appreciation Rights	Acquisiton	2012-05-14	47,560	$0.00	47,560	$26.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,182	2004-10-17	2013-10-17	No	4	M	Direct
47,560	2013-05-14	2022-05-14	No	4	A	Direct

Footnotes

Disposed shares withheld through net share settlement associated with the vesting of restricted stock units, to satisfy tax withholding obligations. No open market activity.
50% of the Restricted Stock Units will vest on the two year anniversary of the date of grant and 50% of the Restricted Stock Units will vest on the four year anniversary of the date of grant, subject to the Participant remaining a Service Provider until the respective vesting dates and the Company achieving certain performance goals as established pursuant to the Company's 2002 Stock Plan, as amended and restated on April 1, 2012.
Transaction pursuant to 10b5-1 plan dated February 9, 2012
25% of the Shares subject to the Stock Appreciation Right shall vest twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the grant shall vest each month thereafter, subject to the employee continuing to be a Service Provider on such dates.