Filing Details
- Accession Number:
- 0001127602-12-017122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-16 13:00:00
- Reporting Period:
- 2012-05-14
- Filing Date:
- 2012-05-16
- Accepted Time:
- 2012-05-16 18:14:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835729 | Bmc Software Inc | BMC | Services-Prepackaged Software (7372) | 742126120 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1535806 | K. Patrick Tagtow | 2101 Citywest Blvd. Houston TX 77042 | Sr Vp, Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-14 | 7,407 | $0.00 | 46,137 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2012-05-15 | 3,000 | $32.15 | 49,137 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-15 | 3,000 | $45.00 | 46,137 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance-based Market Stock Units | Acquisiton | 2012-05-14 | 6,835 | $0.00 | 6,835 | $0.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-05-15 | 3,000 | $0.00 | 3,000 | $32.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,835 | No | 4 | A | Direct | ||
| 6,250 | 2013-06-15 | No | 4 | M | Direct |
Footnotes
- Award of time-based restricted stock units under BMC Software, Inc. 2007 Employee Incentive Plan. The time-based restricted stock units shall vest based on continuous employment, 1/3 per year over three years.
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2011.
- Each performance-based market stock unit (MSU) represents the right to receive, following vesting, up to 150% of one share of BMC common stock. The actual number of shares of BMC common stock acquired upon vesting of the performance-based MSUs can range from 0% to 150% of the number of MSUs awarded and is contingent upon the achievement of pre-established performance metrics, as approved by BMC's Compensation Committee. One half of the performance-based MSUs are subject to vesting two years after the award date, and one half are subject to vesting three years after the award date.
- Unless earlier forfeited under the terms of the performance-based MSU award agreement, each performance-based MSU converts into up to 150% of one share of BMC common stock based upon performance vesting. One half of the performance-based MSUs will vest based upon performance over a two year period ending two years after the award date, and one half of the performance-based MSUs will vest based upon performance over a three year period ending three years after the award date.
- Stock option grant from the BMC Software 2000 Employee Stock Incentive Plan.
- Fully exercisable.
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