Filing Details
- Accession Number:
- 0001127602-12-016926
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-15 13:00:00
- Reporting Period:
- 2012-05-11
- Filing Date:
- 2012-05-15
- Accepted Time:
- 2012-05-15 18:05:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86312 | Travelers Companies Inc. | TRV | Fire, Marine & Casualty Insurance (6331) | 410518860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201696 | S Jay Fishman | The Travelers Companies, Inc. 385 Washington Street St. Paul MN 55102 | Chairman & Chief Exec. Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-11 | 250,000 | $42.88 | 718,511 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-11 | 248,600 | $64.57 | 469,911 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-11 | 1,400 | $64.79 | 468,511 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-11 | 50,000 | $64.57 | 418,511 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-05-11 | 250,000 | $0.00 | 250,000 | $42.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 250,000 | 2014-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,290 | Indirect | 401(k) Plan |
| Common Stock | 288 | Indirect | By Children's 12-year Trust |
| Common Stock | 100,000 | Indirect | In Trust |
Footnotes
- The transactions reported on this Form 4 were made pursuant to trading instructions entered into last year in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934 and previously disclosed in the Issuer's most recent Form 10-K and Form 10-Q filed with the Securities and Exchange Commission.
- Represents the weighted average sales price for price increments ranging from $63.78 to $64.77. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for price increments ranging from $64.78 to $64.79. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for price increments ranging from $63.80 to $64.79. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Reporting Person disclaims beneficial ownership of these shares.
- This stock option became exercisable in four equal annual installments, commencing one year after the date of grant in 2004.
Billionaire Hedge Funds
