Filing Details

Accession Number:
0001181431-12-029722
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-14 13:00:00
Reporting Period:
2012-05-10
Filing Date:
2012-05-14
Accepted Time:
2012-05-14 16:38:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357204 Dunkin' Brands Group Inc. DNKN Retail-Eating & Drinking Places (5810) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1390615 M William Mitchell C/O Dunkin' Brands Group, Inc.
130 Royall Street
Canton MA 02021
Vp, Baskin-Robbins U.s. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-10 3,031 $7.31 25,813 No 4 M Direct
Common Stock Acquisiton 2012-05-10 7,969 $7.31 33,782 No 4 M Direct
Common Stock Disposition 2012-05-10 11,000 $32.79 22,782 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchase Common Stock Disposition 2012-05-10 3,031 $0.00 3,031 $7.31
Common Stock Option to Purchase Common Stock Disposition 2012-05-10 7,969 $0.00 7,969 $7.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,208 2021-03-09 No 4 M Direct
31,905 2021-03-09 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.64 to $33.00, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. On 03/09/2011, the reporting person was granted an option to purchase 28,239 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that begin on 03/09/2012).
  3. On 03/09/2011, the reporting person was granted an option to purchase 65,893 shares of Common Stock. The option vests based upon time (five equal annual installments that begin on 03/09/2012) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P.) criteria.