Filing Details
- Accession Number:
- 0001209191-12-027625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-11 13:00:00
- Reporting Period:
- 2012-05-09
- Filing Date:
- 2012-05-11
- Accepted Time:
- 2012-05-11 16:06:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195842 | A David Henry | C/O American Superconductor 64 Jackson Road Devens MA 01434 | Svp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-05-10 | 2,200 | $4.12 | 80,750 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option(Right to buy) | Acquisiton | 2012-05-09 | 40,000 | $0.00 | 40,000 | $4.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,000 | 2022-05-09 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,723 | Indirect | By 401(k) Plan |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The primary purpose of such sales were to pay personal income taxes that are due upon the vesting of restricted stock on May 12, 2012.
- Following all the transactions reported on this Form 4, the reporting person holds 80,750 shares directly.
- Following all the transactions reported on this Form 4, the reporting person holds 1,723 shares indirectly through the company's 401(k) plan as of April 30, 2012.
- The options vest in three equal annual installments beginning May 9, 2013.