Filing Details

Accession Number:
0001209191-12-027625
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-11 13:00:00
Reporting Period:
2012-05-09
Filing Date:
2012-05-11
Accepted Time:
2012-05-11 16:06:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880807 American Superconductor Corp AMSC Motors & Generators (3621) 042959321
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195842 A David Henry C/O American Superconductor
64 Jackson Road
Devens MA 01434
Svp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-05-10 2,200 $4.12 80,750 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option(Right to buy) Acquisiton 2012-05-09 40,000 $0.00 40,000 $4.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2022-05-09 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,723 Indirect By 401(k) Plan
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The primary purpose of such sales were to pay personal income taxes that are due upon the vesting of restricted stock on May 12, 2012.
  2. Following all the transactions reported on this Form 4, the reporting person holds 80,750 shares directly.
  3. Following all the transactions reported on this Form 4, the reporting person holds 1,723 shares indirectly through the company's 401(k) plan as of April 30, 2012.
  4. The options vest in three equal annual installments beginning May 9, 2013.