Filing Details

Accession Number:
0001179110-12-008450
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-15 13:00:00
Reporting Period:
2012-05-14
Filing Date:
2012-05-15
Accepted Time:
2012-05-15 16:33:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1292426 Gfi Group Inc. GFIG Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 800006224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480217 William Richard Magee 55 Water Street
New York NY 10041
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-05-14 40,000 $2.87 6,857 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 3,394 3,394 Direct
Common Stock Restricted Stock Units $0.00 11,038 11,038 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
3,394 3,394 Direct
11,038 11,038 Direct
Footnotes
  1. The Restricted Stock Units settle 1 for 1 upon vesting.
  2. The Restricted Stock Units will vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant. The date of grant was January 31, 2010.
  3. The Restricted Stock Units will vest on January 31, 2013 and have no expiration date.
  4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.82 to $2.92. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.