Filing Details
- Accession Number:
- 0001179110-12-008450
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-15 13:00:00
- Reporting Period:
- 2012-05-14
- Filing Date:
- 2012-05-15
- Accepted Time:
- 2012-05-15 16:33:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1292426 | Gfi Group Inc. | GFIG | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 800006224 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1480217 | William Richard Magee | 55 Water Street New York NY 10041 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-05-14 | 40,000 | $2.87 | 6,857 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 3,394 | 3,394 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 11,038 | 11,038 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
3,394 | 3,394 | Direct | |
11,038 | 11,038 | Direct |
Footnotes
- The Restricted Stock Units settle 1 for 1 upon vesting.
- The Restricted Stock Units will vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant. The date of grant was January 31, 2010.
- The Restricted Stock Units will vest on January 31, 2013 and have no expiration date.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.82 to $2.92. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.