Home > Insider Trading > Filing (0001209191-12-027639)

Filing Details

Accession Number:: 0001209191-12-027639
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-05-11 13:00:00
Reporting Period:: 2012-05-10

Filing Date:: 2012-05-11
Accepted Time:: 2012-05-11 16:15:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1513363	Fidus Investment Corp	FDUS	()	275017321

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1531743	Jr. L. Raymond Anstiss	C/O Fidus Investment Corporation 1603 Orrington Avenue, Suite 820 Evanston IL 60201		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-05-10	1,500	$13.64	3,010	No	4	P	Direct
Common Stock	Acquisiton	2012-05-10	1,800	$13.66	5,133	No	4	P	Indirect	By Anstiss & Co., P.C. 401(k) Profit Sharing Trust
Common Stock	Acquisiton	2012-05-10	1,250	$13.79	2,000	No	4	P	Indirect	By Son
Common Stock	Acquisiton	2012-05-10	1,250	$13.67	2,000	No	4	P	Indirect	By Daughter

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	By Anstiss & Co., P.C. 401(k) Profit Sharing Trust
No	4	P	Indirect	By Son
No	4	P	Indirect	By Daughter

Footnotes

An aggregate of 1,500 shares of common stock were purchased in multiple trades on May 10, 2012 at prices ranging from $13.59 to $13.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, Fidus Investment Corporation or a shareholder of Fidus Investment Corporation full information regarding the number of shares and prices at which the transaction was effected.
An aggregate of 1,800 shares of common stock were purchased in multiple trades on May 10, 2012 at prices ranging from $13.62 to $13.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, Fidus Investment Corporation or a shareholder of Fidus Investment Corporation full information regarding the number of shares and prices at which the transaction was effected.
An aggregate of 1,250 shares of common stock were purchased in multiple trades on May 10, 2012 at prices ranging from $13.77 to $13.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, Fidus Investment Corporation or a shareholder of Fidus Investment Corporation full information regarding the number of shares and prices at which the transaction was effected.
An aggregate of 1,250 shares of common stock were purchased in multiple trades on May 10, 2012 at prices ranging from $13.65 to $13.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, Fidus Investment Corporation or a shareholder of Fidus Investment Corporation full information regarding the number of shares and prices at which the transaction was effected.