Filing Details
- Accession Number:
- 0001181431-12-029699
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-14 13:00:00
- Reporting Period:
- 2012-05-11
- Filing Date:
- 2012-05-14
- Accepted Time:
- 2012-05-14 16:29:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
34563 | Farmer Brothers Co | FARM | Miscellaneous Food Preparations & Kindred Products (2090) | 950725980 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1259767 | H Michael Keown | 20333 S. Normandie Ave. Torrance CA 90502 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.00 Par Value | Acquisiton | 2012-05-11 | 14,600 | $6.93 | 14,600 | No | 4 | P | Direct | |
Common Stock, $1.00 Par Value | Acquisiton | 2012-05-11 | 400 | $6.95 | 15,000 | No | 4 | P | Direct | |
Common Stock, $1.00 Par Value | Acquisiton | 2012-05-11 | 25,144 | $6.96 | 40,144 | No | 4 | A | Direct | |
Common Stock, $1.00 Par Value | Acquisiton | 2012-05-11 | 8,170 | $6.96 | 48,314 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-05-11 | 70,000 | $0.00 | 70,000 | $6.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
70,000 | 2019-05-11 | No | 4 | A | Direct |
Footnotes
- Open market purchase.
- Grant of restricted stock under the 2007 Omnibus Plan purusant to employment agreement dated March 9, 2012; 58% or 14,584 shares will vest on May 11, 2013, the first anniversary of the grant date and 42% or 10,560 shares will vest on May 11, 2014, the second anniversary of the grant date, subject to acceleration provisions of the employment agreement, 2007 Omnibus Plan and restricted stock agreement.
- Grant of restricted stock under the 2007 Omnibus Plan pursuant to employment agreement dated March 9, 2012 and letter agreement effective May 8, 2012. 8,170 shares issued on May 11, 2012 and remaining 6,830 shares to be issued pursuant to employment agreement will be issued when sufficient shares are available in the 2007 Omnibus Plan. 100% of the issued shares will vest on May 11, 2015, subject to acceleration provisions of the employment agreement, 2007 Omnibus Plan and restricted stock agreement.
- Grant of non-qualified stock option under the 2007 Omnibus Plan pursuant to employment agreement dated March 9, 2012; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, subject to acceleration provisions of the employment agreement, 2007 Omnibus Plan and stock option agreement.