Filing Details
- Accession Number:
- 0001181431-12-028860
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-09 13:00:00
- Reporting Period:
- 2012-05-09
- Filing Date:
- 2012-05-09
- Accepted Time:
- 2012-05-09 18:20:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1260270 | Walter William Goodmen | 1911 Walker Ave Monrovia CA 91016 | Global Vp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-09 | 6,666 | $5.49 | 22,266 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-09 | 5,815 | $10.29 | 16,451 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-09 | 147 | $10.31 | 16,304 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-09 | 400 | $10.32 | 15,904 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-09 | 200 | $10.33 | 15,704 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-09 | 104 | $10.34 | 15,600 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Options | Disposition | 2012-05-09 | 6,666 | $0.00 | 6,666 | $5.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,334 | 2021-03-14 | No | 4 | M | Direct |
Footnotes
- Includes (i) 7,500 Performance Accelerated Restricted Shares of Common Stock, subject to forfeiture and vesting in a single installment on March 15, 2014, but subject to accelerated vesting as to 1/3 of the shares each year pursuant to achievement of certain performance criteria; and (ii) 7,500 Performance Accelerated Restricted Shares of Common Stock, subject to forfeiture and vesting in a single installment on March 2, 2015, but subject to accelerated vesting as to 1/3 of the shares each year pursuant to achievement of certain performance criteria; .
- The 20,000 options originally granted first become exercisable as follows: 6,666 shares on 3/15/12, 6,667 shares on 3/15/13 and 6,667 shares on 3/15/14.