Filing Details

Accession Number:
0001225208-12-011759
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-09 13:00:00
Reporting Period:
2012-05-07
Filing Date:
2012-05-09
Accepted Time:
2012-05-09 17:34:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793952 Harley Davidson Inc HOG Motorcycles, Bicycles & Parts (3751) 391382325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205048 E Keith Wandell Harley-Davidson, Inc.
3700 West Juneau Avenue
Milwaukee WI 53208
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-04-30 4,000 $0.00 53,511 No 5 G Direct
Common Stock Acquisiton 2012-05-07 50,000 $21.52 128,213 No 4 M Direct
Common Stock Disposition 2012-05-07 50,000 $51.37 78,213 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2012-05-07 50,000 $0.00 50,000 $21.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
177,102 2010-05-01 2019-05-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Restricted Stock) 123,905 Direct
Common Stock 795 Indirect By 401(k)
Common Stock 500 Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $45.32 2013-02-06 2022-02-06 110,032 110,032 Direct
Common Stock Stock Option (right to buy) $41.33 2012-02-09 2021-02-09 119,545 119,545 Direct
Common Stock Stock Option (right to buy) $22.63 2011-02-10 2020-02-10 195,308 195,308 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-06 110,032 110,032 Direct
2021-02-09 119,545 119,545 Direct
2020-02-10 195,308 195,308 Direct
Footnotes
  1. This balance reflects common stock held by Mr. Wandell as of April 30, 2012 and does not include shares received as a result of restricted stock that vested on May 1, 2012.
  2. On May 3, 2012, a Form 4 was filed to report that 19,567 shares of common stock were withheld to pay the tax withholding associated with the vesting on May 1, 2012 of 44,269 shares of restricted stock held by Mr. Wandell. The remaining 24,702 shares are reflected as common stock.
  3. The restricted stock was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. The restricted stock granted on 5/01/09 vests at the rate of 33-1/3% per year beginning on 4/30/11. One-third of the shares of restricted stock granted on 2/6/12, 2/9/11 and 2/10/10 vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested.
  4. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
  5. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
  6. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.