Filing Details
- Accession Number:
- 0001225208-12-011759
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-09 13:00:00
- Reporting Period:
- 2012-05-07
- Filing Date:
- 2012-05-09
- Accepted Time:
- 2012-05-09 17:34:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205048 | E Keith Wandell | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-04-30 | 4,000 | $0.00 | 53,511 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2012-05-07 | 50,000 | $21.52 | 128,213 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-07 | 50,000 | $51.37 | 78,213 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2012-05-07 | 50,000 | $0.00 | 50,000 | $21.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
177,102 | 2010-05-01 | 2019-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (Restricted Stock) | 123,905 | Direct | |
Common Stock | 795 | Indirect | By 401(k) |
Common Stock | 500 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $45.32 | 2013-02-06 | 2022-02-06 | 110,032 | 110,032 | Direct |
Common Stock | Stock Option (right to buy) | $41.33 | 2012-02-09 | 2021-02-09 | 119,545 | 119,545 | Direct |
Common Stock | Stock Option (right to buy) | $22.63 | 2011-02-10 | 2020-02-10 | 195,308 | 195,308 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-02-06 | 110,032 | 110,032 | Direct |
2021-02-09 | 119,545 | 119,545 | Direct |
2020-02-10 | 195,308 | 195,308 | Direct |
Footnotes
- This balance reflects common stock held by Mr. Wandell as of April 30, 2012 and does not include shares received as a result of restricted stock that vested on May 1, 2012.
- On May 3, 2012, a Form 4 was filed to report that 19,567 shares of common stock were withheld to pay the tax withholding associated with the vesting on May 1, 2012 of 44,269 shares of restricted stock held by Mr. Wandell. The remaining 24,702 shares are reflected as common stock.
- The restricted stock was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. The restricted stock granted on 5/01/09 vests at the rate of 33-1/3% per year beginning on 4/30/11. One-third of the shares of restricted stock granted on 2/6/12, 2/9/11 and 2/10/10 vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.