Filing Details
- Accession Number:
- 0001547213-12-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-18 13:00:00
- Reporting Period:
- 2012-05-17
- Filing Date:
- 2012-05-18
- Accepted Time:
- 2012-05-18 16:25:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403853 | Heckmann Corp | HEK | Oil & Gas Field Services, Nec (1389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1213322 | Lou Holtz | C/O Heckmann Corporation 300 Cherrington Parkway, Suite 200 Coraopolis PA 15108 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Acquisiton | 2012-05-17 | 100,000 | $3.65 | 100,000 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 | 222,232 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on May 17, 2012 at prices ranging from $3.60 to $3.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- Shares are owned by a revocable trust of which the reporting person and his wife are co-trustees.
- This number includes the receipt of 14,000 shares of Common Stock upon the vesting on Restricted Stock Units (RSUs) granted on October 20, 2011 under the Issuer's 2009 Equity Incentive Plan as annual retainer compensation for serving on the Issuer's board. Each RSU represents the contingent right, upon vesting, to receive one share of the Issuer's Common Stock. The RSUs are scheduled to vest 1/2 on first anniversary of date of grant and 1/2 on second anniversary of date of grant.