Filing Details
- Accession Number:
- 0001127602-12-016572
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-11 13:00:00
- Reporting Period:
- 2012-05-09
- Filing Date:
- 2012-05-11
- Accepted Time:
- 2012-05-11 14:15:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912833 | West Marine Inc | WMAR | Retail-Auto Dealers & Gasoline Stations (5500) | 770355502 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1239218 | Geoff Eisenberg | C/O West Marine 500 Westridge Drive Watsonville CA 95076 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-09 | 2,000 | $6.46 | 2,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-09 | 700 | $10.94 | 1,300 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-09 | 700 | $10.92 | 600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-09 | 500 | $10.91 | 100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-09 | 100 | $10.90 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-05-10 | 13,428 | $6.46 | 13,428 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-10 | 7,800 | $10.75 | 5,628 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-10 | 500 | $10.76 | 5,128 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-10 | 1,500 | $10.76 | 3,628 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-10 | 200 | $10.77 | 3,428 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-10 | 9 | $10.78 | 3,419 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-10 | 1,300 | $10.80 | 2,119 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-10 | 2,119 | $10.81 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-05-09 | 2,000 | $0.00 | 2,000 | $6.46 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-05-10 | 13,428 | $0.00 | 13,428 | $6.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 417,615 | 2009-01-15 | 2013-01-15 | No | 4 | M | Direct |
| 404,187 | 2009-01-15 | 2013-01-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 449,299 | Indirect | By Trust |
| Common Stock | 12,500 | Direct |
Footnotes
- Does not include 12,000 shares held by Mr. Eisenberg's children. Mr. Eisenberg disclaims beneficial ownership of shares attributable to his children.
- Restricted stock units issued under the West Marine, Inc. Omnibus Equity Incentive Plan. These restircted stock units vest in three installments of 33%, 33% and 34% on June 1, 2012, 2013 and 2014, respectively.
- This option was granted pursuant to the terms of the West Marine, Inc. Omnibus Equity Incentive Plan.
- Consists of 25,000 unvested stock options and 379,187 exercisable stock options.
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