Filing Details
- Accession Number:
- 0001249155-12-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-16 13:00:00
- Reporting Period:
- 2012-05-14
- Filing Date:
- 2012-05-16
- Accepted Time:
- 2012-05-16 16:08:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1477246 | S&W Seed Co | SANW | Agricultural Production-Crops (100) | 271275784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1488715 | N. Michael Nordstrom | 222 West Lacey Boulevard Hanford CA 93230 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-14 | 1,900 | $5.58 | 1,900 | No | 4 | P | Indirect | Custodial account for child |
Common Stock | Acquisiton | 2012-05-14 | 100 | $5.58 | 2,000 | No | 4 | P | Indirect | Custodial account for child |
Common Stock | Acquisiton | 2012-05-14 | 46 | $5.59 | 2,046 | No | 4 | P | Indirect | Custodial account for child |
Common Stock | Acquisiton | 2012-05-14 | 200 | $5.59 | 2,246 | No | 4 | P | Indirect | Custodial account for child |
Common Stock | Acquisiton | 2012-05-14 | 354 | $5.62 | 2,600 | No | 4 | P | Indirect | Custodial account for child |
Common Stock | Acquisiton | 2012-05-14 | 1,400 | $5.62 | 4,000 | No | 4 | P | Indirect | Custodial account for child |
Common Stock | Acquisiton | 2012-05-14 | 2,000 | $5.62 | 6,000 | No | 4 | P | Indirect | Custodial account for child |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Custodial account for child |
No | 4 | P | Indirect | Custodial account for child |
No | 4 | P | Indirect | Custodial account for child |
No | 4 | P | Indirect | Custodial account for child |
No | 4 | P | Indirect | Custodial account for child |
No | 4 | P | Indirect | Custodial account for child |
No | 4 | P | Indirect | Custodial account for child |
Footnotes
- Custodial accounts are held for the benefit of the reporting person's college-age and older children, the custodian for which is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16 or for any other purpose.